Phone: 908-583-8610 Email: firstname.lastname@example.org
Roy is President & Founder and a principal owner of Prestige Wealth Management Group, and has over 30 years of professional experience in financial planning and investment management. He holds the Chartered Financial Consultant designation through the American College in Bryn Mawr, PA, and earned his degree in finance from Lycoming College in Williamsport, PA. Roy is also a member of the Financial Planning Association and the Society of Financial Service Professionals.
Roy is recognized for his knowledge and experience in the financial industry, and his insights have been featured on CNBC and Fox Business News, as well as The Wall Street Journal, Dow Jones Newswires, SmartMoney and Reuters. Locally, his insights have appeared in The Star-Ledger, The Hunterdon County Democrat, The Courier News and other respected publications.
Throughout his career, Roy has achieved several industry accolades, including being named to Barron’s Top 1,000 Advisors* for 2009, 2010, 2011, 2014 & 2015. In a 2010 issue of Registered Rep. Magazine, he was named one of the Top 100 Independent Advisors in America.** In the January edition of New Jersey Monthly, Roy was recognized as a Five Star Wealth Manager for the third year in a row.***
Roy enjoys family travel, and is also passionate about horses, boating, fishing, fine wine, fine dining and barbecuing at home. He participates in CrossFit, spinning and hiking, and is active in fund raising activities for local charities such as the Bonnie Brae School and Residential Treatment Center and the Hunterdon Medical Center. Roy is very involved in the community of Flemington, and Hunterdon County in general, as an active member of the Hunterdon County Chamber of Commerce, Flemington Lions Club and 200 Club of Flemington, and as a former board member of SAFE in Hunterdon.
Roy has recently published his first book, Only Retire Once: How to Avoid the 9 Deadly Mistakes of Retirement. For more information, CLICK HERE.
*Factors considered in the Barron's ranking include assets under management, revenue produced for the firm, client satisfaction, regulatory record and philanthropic work. Barron's Magazine February 2015, 2014, 2011, 2010, and 2009 issues. The Registered Rep. magazine ranking is based on assets under management August 2010.
**The annual Registered Rep. Top 100 IBD financial advisor list was spearheaded this year by Discovery, an online database of financial service intermediaries published by the Financial Information Group of Shrewsburry, N.J. Discovery has created a proprietary methodology for ranking FINRA registered representatives. In this list, the advisors were ranked by assets under management using the Discovery-RR database system. Discovery maintains data on the registered rep universe then validates the ranking via direct survey.
***The Five Star Wealth Manager award, administered by Crescendo Business Services, LLC (dba Five Star Professional), is based on 10 objective criteria. Eligibility criteria – required: 1. Credentialed as a registered investment adviser or a registered investment adviser representative; 2. Actively licensed as a registered investment adviser or as a principal of a registered investment adviser firm for a minimum of 5 years; 3. Favorable regulatory and complaint history review (As defined by Five Star Professional, the wealth manager has not; A. Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine; B. Had more than a total of three settled or pending complaints filed against them and/or a total of five settled, pending, dismissed or denied complaints with any regulatory authority or Five Star Professional’s consumer complaint process. Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professional’s consumer complaint process; feedback may not be representative of any one client’s experience; C. Individually contributed to a financial settlement of a customer complaint; D. Filed for personal bankruptcy within the past 11 years; E. Been terminated from a financial services firm within the past 11 years; F. Been convicted of a felony); 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients. Evaluation criteria – considered: 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered; 9. Number of client households served; 10. Education and professional designations. Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers. Award does not evaluate quality of services provided to clients. Once awarded, wealth managers may purchase additional profile ad space or promotional products. The Five Star award is not indicative of the wealth manager’s future performance. Wealth managers may or may not use discretion in their practice and therefore may not manage their client’s assets. The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication. Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future. For more information on the Five Star award and the research/selection methodology, go to fivestarprofessional.com. 6,097 New Jersey area wealth managers were considered for the award; 477 (8 percent of candidates) were named 2019 Five Star Wealth Managers. 2018: 4,383 considered, 415 winners; 2017: 3,868 considered, 664 winners; 2016: 4,143 considered, 626 winners; 2015: 5,063 considered, 672 winners; 2014: 3,315 considered, 646 winners; 2013: 4,049 considered, 733 winners; 2012: 1,312 considered, 400 winners.
Phone: 908-583-8612Email: email@example.com
John joined Prestige in 2012 with 14 years of professional wealth management experience. John graduated from Stockton College with a B.S. in Business, and is a CERTIFIED FINANCIAL PLANNER™ and is a licensed Insurance Representative with FINRA Series 7 and 66 registrations. Prior to joining Prestige, John was a Wealth Manager at Merrill Lynch providing financial solutions for families and small businesses. As a Wealth Advisor and Managing Director, John develops unbiased strategies and recommendations for client’s complex financial needs.
John is a member of the Financial Planning Association, the CFA Institute and the New York Society of Security Analysts. In his spare time, he enjoys spending time with his family, playing golf and other outdoor sports, and rooting for the Jets. John also enjoys giving back to the community and is involved with various charities including the American Cancer Society, St. Joseph’s Children’s Hospital, The Ladybug Foundation and Arts Horizons.
Phone: 908-583-8615Email: firstname.lastname@example.org
Alyssa joined Prestige in 2013 as a Wealth Advisor to work alongside our team in meeting with clients and helping them meet their financial goals. Prior to joining Prestige, Alyssa worked as a Financial Planner in the wealth management industry for seven years. Before that, she was a financial analyst in the insurance industry, where she was responsible for analyzing the financial statements of both privately held and publicly traded companies.
Alyssa holds the CFP® certification, is a member of the New Jersey Financial Planning Association (FPA) and has the FINRA Series 65 & 7 designation. She also has her Chartered Financial Analyst (CFA) certification. In her spare time she enjoys spending time with her husband, daughter and son on their farm.
Phone: 908-583-8609Email: email@example.com
Michael graduated from James Madison University with a Bachelor of Business Administration in Finance and has over 10 years of financial services experience. Prior to joining Prestige, Michael worked at Wells Fargo within their Commercial Real Estate group where he was the lead equity underwriter for over $700MM in multifamily real estate investments. In this role, he was responsible for structuring and analyzing the feasibility of each investment identifying both the risk and profitably metrics of each deal. Prior to that he worked as a Credit Analyst for Ambac Assurance Corporation performing credit analysis on a wide variety of financial products ranging from real estate projects to municipal bonds. Michael holds Series 7, Series 66, and Series 24 registrations from the Financial Industry Regulatory Authority (FINRA), as well as holding New Jersey Life, Health and Accident insurance licenses.In his spare time, Michael enjoys spending time with his wife Anna and daughter Avery, playing guitar, and watching sports. He is also an avid Brazilian Jiu Jitsu practitioner who enjoys training and competing in tournaments nationwide.
Phone: 908-583-8605Email: firstname.lastname@example.org
Paul R. Esposito is the Senior Portfolio Manager at Prestige Wealth Management Group, and has over a decade of investment management experience. Paul is responsible for global capital market research, formulating both strategic and tactical asset allocation recommendations as well as conducting fund manager due diligence.
Prior to joining Prestige, Paul was the Portfolio Manager for Alliance Wealth Management Group in Flemington, NJ. In this role, he was responsible for creating the firm’s investment process and managing all client portfolios. He was also a Portfolio Manager for the Northeast Region of Wells Fargo’s Trust Department in Wilmington, DE., where he managed trust and private wealth accounts exceeding $400 million dollars. Paul began his career at Vanguard in Malvern, PA, where he provided wealth management services to both institutional and individual high net worth clients.
Paul earned his Bachelor of Science degree in Finance from the Haub School of Business at St. Joseph’s University in Philadelphia, PA. He also holds both the Chartered Financial Analyst (CFA®) and Certified Financial Planner ™ (CFP®) designations and is an active member of the CFA Society of Philadelphia.
In his free time, Paul enjoys spending time with his wife Nicole and twin daughters, Ava and Tessa as well as SCUBA diving and saltwater fishing. He also volunteers his time to a number of charities including Project Santa, a toy drive for a local women’s shelter.
Phone: 908-583-8604 Email: email@example.com
Mary Scrupski received her undergraduate degree from Rutgers University, and then attended Rutgers Law School where she graduated with high honors. For the past 25 years, Ms. Scrupski has been advising clients on a wide variety of matters involving estate planning and trust and estate administration. Examples of her expertise include counseling families with special needs children, as well as business owners seeking to pass their assets to the next generation. Her goal as an advisor is to listen to the client, help them understand all of their options, and then guide them through the process of putting an effective estate plan in place. Ms. Scrupski is a frequent lecturer for community organizations on estate planning and tax issues, and also an instructor for several continuing legal education providers. She is a published author and a frequent contributor to the “Ask the Biz Brain” column in The Star-Ledger. An avid golfer, she is also a former Treasurer and President of the Summit Business and Professional Women’s Club.
Phone: 908-583-8607Email: firstname.lastname@example.org
Mitch has more than 30 years of experience providing tax advisory services. He focuses on federal and state tax planning, compliance and controversies. He has worked for public accounting firms, private industry and tax advisory firms where his clients have ranged from large public multinational corporations to privately held corporations as well as individuals.
Mitch graduated from Rutgers University with a B.A. in Accounting and Seton Hall Law School. He is a member of the New Jersey Bar Association, American Bar Association, New Jersey Society of Certified Public Accountants and American Institute of Certified Public Accountants..
Mitch has been a resident of Middlesex County for over 30 years. He enjoys travel and visiting his children who no longer reside in New Jersey.
Phone: 908-583-8640Email: email@example.com
Joe’s 25 years of tax experience in both private and public companies, as well as lead roles held in the Tax and Business Advisory Consulting sector, and being a member of the Federal and State Tax Audit group for a Fortune 500 pharmaceutical company, brings a valuable resource to Prestige.
Joe graduated from Fairleigh Dickinson University with an M.B.A in Accounting and Taxation. He was appointed Treasurer and then Vice President for the Tax Executives Institute’s NJ Chapter.
Joe has resided in Hunterdon County for over 20 years. When he’s not spending time with his family, he enjoys working on classic cars and motorcycles. He is also experienced at sporting clays. He is a lifelong NY Giants and Yankees fan and very knowledgeable in sports trivia.
Phone: 908-583-8621Email: firstname.lastname@example.org
Sara is responsible for providing income tax and accounting services to Prestige Wealth Accounting Group’s individual and business clients.
Prior to joining Prestige Wealth Accounting Group, Sara served as a staff accountant for three years in a public accounting firm. Sara graduated from Berkeley College with a B.S. in Accounting and she received her M.B.A. with a concentration in Accounting from Strayer University. Sara is currently pursuing the CPA designation.
In her spare time, Sara enjoys spending time with her husband and daughter. Her hobbies are photography and makeup artistry.
Phone: 908-583-8603Email: email@example.com
Cherie graduated from the University of California Irvine with a degree in Criminal Law, and has over fifteen years of professional experience in financial services. Prior to joining Prestige, Cherie was a Senior Internal Wholesaler for annuity firms American Skandia and Sage Life. At Prestige, Cherie’s focus is on maintaining and developing client relationships and managing special company projects. She recently obtained her Life & Health Insurance license as well.
Cherie enjoys traveling, interior decorating, cooking, entertaining, playing the piano and spending time with her son. Cherie is actively involved in her church and volunteers as a catechist teaching a children’s PREP course.
Phone: 908-583-8622Email: firstname.lastname@example.org
Nathaniel graduated from Metropolitan State University of Denver with his BS in Finance and a concentration in Financial Services. He currently holds his Series 7 and 66 registrations from the Financial Industry Regulatory Authority (FINRA). He joined Prestige after working with an Asset Management firm in New York where he gained experience trading client accounts and assisting advisors with operational needs as a Trading and Operations Associate. His responsibilities at Prestige include improving the client experience from an operational standpoint and ensuring all clients receive the service they have come to expect. Nathaniel holds the Series 7 & 66 licenses.
Nathaniel enjoys going to concerts, watching almost all comedies, playing poker, and following New York sports. He is a diehard Yankees fan and enjoys going to their games.
Silvia Joined Prestige in May 2019. Prior to joining Prestige, Silvia worked at Prudential Financial within their In-house Advertising Agency group where she was the Director of Brand Advertising and Client Services leading a team of account managers that serviced the advertising needs of Prudential’s brand and lines of business. In this role, she was responsible for developing advertising strategies, maintaining transparency of several advertising budgets and keeping members of the agency staff on task to delivering projects in a timely fashion.
Silvia enjoys spending time with her husband Frank, spending time with her adult children, traveling, reading, biking and gardening.
Phone: 908-583-8602 Email: email@example.com
Eileen joined Prestige in June 2008. Her responsibilities include welcoming clients, telephone reception and customer service. She graduated from St. John’s University with a degree in Communication Arts. Throughout her career she has worked as an Administrative Assistant for advertising and marketing firms in New York City and New Jersey.
In her spare time, Eileen enjoys traveling (especially cruising), and spending time with her family and friends.
Phone: 908-583-8619 Email: firstname.lastname@example.org
Lynne brings more than 25 years' experience in leading and building high performing teams and operations management to Prestige Wealth Management Group. As Prestige's Human Resources and Office Manager, Lynne leads and executes all human capital strategies. In addition, she handles all facets of office administration, including vendor management, facility operations, and internal accounting.
Lynne enjoys travelling, spending time with her husband and adult children, and entertaining friends and family. She has adopted two dogs and volunteers with Second Chance Rescue where she visits and approves prospective pet owners.